Assistance Commission sites do not represent any The difference between the two forms is basically which agency has required the testing and the purpose of the testing. SAMHSA and DOT believe that one collector signature is sufficient to document chain of custody from this procedure. If old CCFs are used after Aug. 30, a memorandum must be completed by the collector and submitted to the laboratory before testing can occur. It is also the responsibility of the supplier of the seals/labels to ensure that they are tamper-evident. 11/07/2022, 311 The majority of comments supported the proposed changes. Information about this document as published in the Federal Register. Register, and does not replace the official print version or the official legal research should verify their results against an official edition of Chain of custody is essential to a transparent and trustworthy election. A chain of custody form ensures that the sample is properly secured, handled, and tested. documents in the last year, 520 It is not an official legal edition of the Federal However, incomplete submission of the information, refusal to provide a urine specimen, or substitution or adulteration of a specimen may result in delay or denial of your application for employment/appointment or may result in removal from the Federal service or other disciplinary action. This document is intended to provide best practices, checklists, and sample forms for maintaining a proper chain of custody related to the successful operation of an election but is not meant to be comprehensive of every election process. electronic version on GPOs govinfo.gov. The President of the United States communicates information on holidays, commemorations, special observances, trade, and policy through Proclamations. At this time, DOT developed its controlled substance program, following in large part the mandatory guidelines set forth by HHS. establishing the XML-based Federal Register as an ACFR-sanctioned This includes protecting the physical security of records, access controls, and computer security measures to safeguard confidential data in electronic form. documents in the last year, by the Agricultural Marketing Service This table of contents is a navigational tool, processed from the Rather, this rule is expected to reduce paperwork burdens for those entities that elect to use the new eCCF, as noted in SAMHSA's information collection request for the CCF that was approved by OMB. A Rule by the Transportation Department on 04/13/2015. What is a Chain of Custody and Control Form? 2. documents in the last year, by the Fish and Wildlife Service A Remarks line is provided when the collector is required to provide a comment. This site displays a prototype of a Web 2.0 version of the daily Which of your products could I use? documents in the last year, 520 The only time that a hard copy of the Federal CCF must be sent to the MRO is when the laboratory is reporting either a positive for a specific drug, adulterated, substituted, rejected for testing, or invalid result. To ensure consistency and correct distribution of the copies, if different color stripes or legends are used at the bottom of each copy, the following colors must be used: MRO copypink, Collector copyyellow, Employer copyblue, Donor copygreen. Choose My Signature. We agree that that information is not always known by the collector and deleted the acronym from the new Federal CCF. Voting 101- Election Information for New Voters, End to End (E2E) Protocol Evaluation Process, Clearinghouse Resources for Election Officials. Search the Federal Document Management System (FDMS) Portal (http://www.regulations.gov); or. The President of the United States communicates information on holidays, commemorations, special observances, trade, and policy through Proclamations. Step 4 is a revised chain of custody step that is initiated by the collector and completed by the laboratory after the specimen is accessioned by the laboratory. Federal employees may send comments regarding these burden estimates, or any other aspect of this collection of information, including suggestions for reducing the burden, to the SAMHSA Reports Clearance Officer, Paperwork Reduction Project (0930-0158), Room 16-105, Parklawn Building, 5600 Fishers Lane, Rockville, MD 20857. It establishes the sequence of who handled the specimen at each step throughout its processing. Two comments supported using paper with different color borders while two comments opposed using color borders. Only official editions of the documents in the last year, 941 Your email address will not be published. documents in the last year, 878 documents in the last year, 44 SAMHSA received thirty comments on the proposed changes from laboratories, printing firms, employers, organizations, and individuals. Based on the experiences of using the current Federal CCF for the past several years, SAMHSA and DOT initiated a joint effort to develop a new Federal CCF that was easier to use and more accurately reflected both the collection process and how results were reported by the drug testing laboratories. Chain of Custody Definition. The current form uses the term Test Not Performed to report any result other than a negative or positive result. The Public Inspection page may also Copies of the DOT's supplemental PIA, as well as SAMHSA's PIA, have been placed in the docket for this rulemaking. If no specimen is collected, Copy 1 is discarded and the remaining copies are distributed as required. Under provisions of Executive Order 12564 and U.S.C. The first major proposed change was to make the revised Federal CCF a six-part form by eliminating the split specimen copy. 4. Relevant information about this document from Regulations.gov provides additional context. The assessment considers any impacts of the final rule on the privacy of information in an identifiable form. Chain of Custody Best Practices(Full PDF Version). on FederalRegister.gov A federal chain of custody form is required when administering a federal drug screen . In order to post comments, please make sure JavaScript and Cookies are enabled, and reload the page. Chain of Custody refers to the processes, or paper trail, that document s the transfer of materials from one person (or place) to the next. the material on FederalRegister.gov is accurately displayed, consistent with An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. OccMed now offering Lumira COVID-19 rapid testing and OnSite COVID-19 Vaccines. After this date, the new Custody and Control Form must be used for federal drug screen testing. documents in the last year, 79 Step 5(a) is completed by a certifying scientist at the laboratory to document the test result for the primary specimen. 0930-0158; Continuous - 9.5 " x 11" (8.5 " x 11" after detaching) 5 Part set Copy 1 Test Facility copy; Copy 2 Medical Review Officer copy; (6) A laboratory does not need to assign and record a separate laboratory accession number in the one inch space at the top of the form if it uses the unique specimen identification number to track the specimen after receipt. In practice, a chain of custody is a chronological paper trail documenting when, how, and by whom individual items of physical or electronic evidencesuch as cell phone logswere collected, handled, analyzed, or otherwise controlled during an investigation. The Department of Health and Human Services (HHS), in developing the program, created a comprehensive set of standards for the Federal workplace drug testing program, including chain of custody procedures designed to ensure the integrity and security of specimens from the time the specimen is collected until the time the testing results are reported by the laboratory. Verify that you have the new revised DOT CCF. We consider this individual to be the accessioner, and he or she is required to document the condition of the primary specimen bottle seal, sign the Federal CCF, print his/her name, the date the specimen was accessioned, and then to whom the specimen was released. More information and documentation can be found in our into account. To speak to a representative, please call 1.800.877.7484 or click below to complete our form. by the Small Business Administration The key to an effective chain of custody is to have a set of procedures which are followed in practice. Accuracy is a very important function of a solid Chain of Custody procedure, because a good form carries reliable and defendable documentation. documents in the last year, 670 The difference between the two forms is basically which agency has required the testing and the purpose of the testing. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. (12) The legend at the bottom of copies 2 through 5 may be printed using different colors or a different color stripe may be printed at the bottom of copies 2 through 5. H. Donor initials the specimen bottle label(s) after the label(s) have been placed on the specimen bottle(s). For complete information about, and access to, our official publications In 40.3 revise the definition of chain of custody to read as follows: Chain of custody. Federal Register provide legal notice to the public and judicial notice (c) As a collector or collection site, you must ensure that each specimen you collect is shipped to a laboratory as quickly as possible, but in any case, within 24 hours or during the next business day. In consideration of the foregoing, the Department of Transportation amends part 40 of Title 49, Code of Federal Regulations, as follows: 1. We are amending 40.45 to explain that the 5-part form can be a paper form or an approved electronic form, as long as the employer ensures that security and confidentiality concerns are addressed. It does not create additional burdens, but may alleviate some paperwork burdens if entities opt to use the eCCF. SAMHSA and DOT believe the additional cost saving associated with not including the second laboratory copy with each Federal CCF outweighs the cost associated with the few times that Copy 1 will need to be photocopied by the primary laboratory. If old CCFs are used after Aug. 30, a memorandum must be completed by the collector and submitted to the laboratory before testing can occur. If the employer and donor copies are not entirely legible, the information can be obtained from the MRO or collector copies. New Documents This may include the agency Medical Review Officer, the administrator of the Employee Assistance Program, and a supervisor with authority to take adverse personnel action. If your lab account is CRL, they have just begun sending out the new forms. One comment suggested placing the box for the split specimen collection before the box for the single specimen collection. Specifically, this rulemaking expands the DOT's definition of the CCF to include both paper and electronic forms. This is the same information that is required on the current Federal CCF. documents in the last year, 271 Once a chain of custody process is initiated, it must be followed with every step documented. You can also order new forms by following these steps: If you have any questions, please contact us by email or call (844) 753-6367. the material on FederalRegister.gov is accurately displayed, consistent with Use the National Mail Voter Registration Form toregister to vote, update your registration information with a new name or address, or register with a political party. The following Privacy Act Statement must appear on the back of the donor copy (Copy 5): Submission of the information on the attached form is voluntary. The term "Chain of Custody" form is commonly referred in acronym usage as a CCF or CoC, and references a document or paper trail showing the seizure, custody, control, transfer, analysis, and disposition of physical and electronic evidence of a human specimen test. The Non-Federal Drug Testing Custody and Control form is used to document the management and storage of a specimen from the moment a donor gives the specimen to the collector to the final destination of the specimen. The procedure used to document the handling of the urine specimen from the time the employee gives the specimen to the collector until the specimen is destroyed. 11/07/2022, 16 Custody and Control Form for Urine Specimen Collection. The new Federal CCF is available on the SAMHSA website (www.health.org/workpl.htm) as an electronic .pdf file that can be opened, saved, and printed. For more information regarding these burdens, you may review SAMHSA's ICR 201307-0930-003 and supplemental information at www.reginfo.gov. 2889 (Dec. 17, 2002). There were no comments submitted regarding this Paperwork Reduction Act Notice statement. on Federal Register issue. Follow the step-by-step instructions below to design your chain of custody form drug test template: Select the document you want to sign and click Upload. [FR Doc. Collectors and collection sites that will not alter a drug testing CCF form to properly compete a collection are not providing professional services to the drug testing industry. Register (ACFR) issues a regulation granting it official legal status. This information may also be disclosed to a court where necessary to defend against a challenge to an adverse personnel action. The substantive comments submitted and SAMHSA's and DOT's response to those comments are discussed below as each step of the new Federal CCF is described. The President of the United States manages the operations of the Executive branch of Government through Executive orders. To achieve this principle, agencies are required to solicit and consider flexible regulatory proposals and to explain the rationale for their actions to assure that such proposals are given serious consideration. The RFA covers a wide-range of small entities, including small businesses, not-for-profit organizations, and small governmental jurisdictions. F. Donor watches the collector pouring the specimen from the collection container into the specimen bottle(s), placing the cap(s) on the specimen bottle(s), and affixing the label(s)/seal(s) on the specimen bottle(s). (2) The name and address of the testing laboratory and the unique specimen identification number at the top of the form and on the specimen bottle seal(s)/label(s) may be printed during the original printing and form assembly process or added by overprinting after the form is assembled. The certifying scientist is required to provide a signature, print his or her name, and the date. The Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 2022, The U.S. Election Assistance Commission. The collector has several duties to ensure the integrity of the test. corresponding official PDF file on govinfo.gov. Register documents. on Create a custom non dot chain of custody form 2010 that meets your industry's specifications. Step 2 is completed by the collector after receiving the specimen from the donor and measuring the temperature of Start Printed Page 39157the specimen. documents in the last year, by the State Department Although this procedure requires the primary laboratory to make a photocopy, SAMHSA and DOT believe the cost saving associated with not including a separate split specimen copy with each Federal CCF outweighs the cost associated with the few times that Copy 1 will need to be photocopied by the primary laboratory. The collector records the donor's social security number or other employee identification number after verifying the donor's identity. Register, and does not replace the official print version or the official As mentioned, each party is provided their own copy of the chain of custody form: Copy 1: Lab testing facility (see the image at the top of this post) Copy 2: MRO Copy 3: Collector Copy 4: Employer/DER Copy 5: Donor The collector obtains a specimen from the donor, following the necessary steps and documenting them on the CCF. number. Custody accountability of the shipping containers during shipment must be maintained by a tracking system provided by the courier, express carrier, or postal service. Step 3 directs the collector to affix the seal(s)/label(s) to the specimen bottle(s), to date the seal(s) after being placed on the specimen bottle(s), to have the donor initial the seal(s) after being placed on the specimen bottle(s), and to instruct the donor to complete step 5 on the MRO copy (Copy 2). be retained. on Therefore, such personnel are not required to document chain of custody on the custody-and-control forms during transit. When making entries on a paper CCF, use black or blue ink pen and press firmly Collector marks the . documents in the last year, 43 While the chain of custody process varies by jurisdiction, here are few key questions to keep in mind when developing your chain of custody materials: The chain of custody of ballots, voting equipment, and associated data is essential to ensure the election system remains trustworthy. This can cause delays in getting results. The proposed changes had required using paper with a different color border for the MRO, collector, employer, and donor copies as opposed to using a different color paper for each of these copies as used for the old form. 04/10/2015 at 8:45 am. developer tools pages. The previous version of the Custody and Control Form was last updated in January 2017 and may continue to be used through August 30, 2021. SAMHSA and DOT concur with that recommendation and added a box to check when a specimen was dilute. documents in the last year, 271 Collector ensures that the name and address of the HHS-certified Instrumented Initial Test Facility (IITF) or HHS-certified laboratory are on the top of the . In this Issue, Documents Document Drafting Handbook regulatory information on FederalRegister.gov with the objective of Q&A: Does a chain of custody count as a drug test? Because the DOT is obligated by statute to use whatever procedures and forms that SAMHSA adopts with respect to chain of custody and control for drug testing specimens, SAMHSA has accounted for the DOT burden in its recently approved information collection request. This step 5 on Copy 2 is completed by the donor after the specimen bottle(s) are sealed, initialed by the donor, and dated. box above STEP 2. documents in the last year, by the National Park Service documents in the last year, 44 for better understanding how a document is structured but The collector provides a remark in STEP 2 if the donor refuses to provide his/her SSN or Employee I.D. This final rule does not require entities to use an Start Printed Page 19553eCCF. (4) The spaces for the employer name and address, MRO name and address, and the collection site address may have lines. 7301, and Section 503 of Public Law 100-71, 5 U.S.C. [My in-house] printing was flawless perfect. Election officials need support to maintain and improve election systems. The current Federal CCF has a July 31, 2000, expiration date. Major differences in federal and Non-Federal Chain of Custody forms is that Federal CCF forms have 5 copies; Copy 1 is to be furnished for the Laboratory; Copy 2 for the MRO (Medical Review Officer); Copy 3 is for the Collector; Copy 4 is for the Employer and the last one for the Donor or test subject. Each document posted on the site includes a link to the For technical questions about this action, contact Mark Snider, Office of Drug and Alcohol Policy and Compliance, 1200 New Jersey Ave. Most of the changes to the revised CCF were implemented to accommodate the use of oral fluid specimens for federal drug testing programs. 11/07/2022, 311 The chain of custody of ballots, voting equipment, and associated data is essential to ensure the election system remains trustworthy. 3301 (2), 5 U.S.C. Register (ACFR) issues a regulation granting it official legal status. The collector provides a remark if the temperature is outside the acceptable range. For these relatively few non-negative results, the laboratory is required to make and send a photocopy of Copy 1 to the MRO even if an electronic report was sent. The EAC is a trusted partner in this important endeavor. No. on This final rule is not a significant regulatory action under Executive Order 12866 and 13563, as well as the Department's Regulatory Policies and Procedures. Submission of the information on the attached form is voluntary. The second major proposed change was to move the specimen bottle seal(s)/ label(s) from the right side of the form to the bottom of Copy 1. daily Federal Register on FederalRegister.gov will remain an unofficial Contact us. documents in the last year, 83 As noted above, the CCF is used to identify a specimen and to document its handling at the collection site. may have combs, boxes, or a single line. More information and documentation can be found in our New Drug Testing Chain of Custody Forms Available. (1) This transmits revised IRM 9.4.9, Investigative Techniques, Search Warrants, Evidence, and Chain of Custody. This effort included scheduling two public meetings attended by over 35 industry representatives who recommended most of the changes to the current Federal CCF. documents in the last year, 878 The President of the United States manages the operations of the Executive branch of Government through Executive orders. . are not part of the published document itself. The use of the eCCF will create an exception so that electronic signatures will be acceptable on these forms only and not throughout the rest of Part 40. Once the eCCF is approved for use through the NLCP inspection process, it may be used in the DOT drug testing program, as well as the Federal Workplace Drug Testing Program. implicit or explicit endorsement by the Election Assistance Commission of any commercial or private issues or products presented here. 3. Open for Comment, Small Business Lending Company Moratorium Rescission and Removal of the Requirement for a Loan Authorization, Economic Sanctions & Foreign Assets Control, Endangered and Threatened Wildlife and Plants, California Department of Fish and Wildlife, Culturally Significant Objects Being Imported for Exhibition-Determinations, Energy Conservation Program: Test Procedure for Central Air Conditioners and Heat Pumps, Dried Prunes Produced in California; Increased Assessment Rate, Notice of Intent To Repatriate Cultural Items: Beloit College, Logan Museum of Anthropology, Beloit, WI, Taking Additional Steps To Address the National Emergency With Respect to the Situation in Nicaragua, Lowering Prescription Drug Costs for Americans, Substance Abuse and Mental Health Services Administration, Paperwork Reduction Act Notice (as required by, Privacy Act Statement (For Federal Employees Only), Instructions for Completing the Federal CCF, Instructions for Completing the Federal Drug Testing Custody and Control Form, Paperwork Reduction Act Notice (As Required by, Privacy Act Statement: (For Federal Employees Only), Paperwork Reduction Act Notice (as Required by, https://www.federalregister.gov/d/00-15889, MODS: Government Publishing Office metadata. corresponding official PDF file on govinfo.gov. Substance Abuse and Mental Health Services Administration, HHS. There are regulations governing the process from the form used, procedures, handling, and reporting. These markup elements allow the user to see how the document follows the It is currently in use. This portion of the preamble summarizes the DOT's analyses of these impacts with respect to this final rule. Copyright 2022 Sanford Health. Navigation items has finished. This feature is not available for this document. You may view this form on the Department's Web site ( http://www.dot.gov/ odapc) or the HHS Web site ( http://www.workplace.samhsa.gov ). This report outlines items election officials should consider when developing or revising their chain of custody procedures for physical election materials, voting systems, and the use of third-party auditors for conducting audits and electronic discovery. This change permits the MRO to record the determination for both the primary specimen and the split specimen (if tested) on the same copy and to use this copy to report results to the employer.

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